La participación de terceros en el arbitraje internacional

• Febles Pozo, Nayiber ^[1]
  1. [1] Universidad Nacional de Educación a Distancia

     Universidad Nacional de Educación a Distancia

     Madrid, España

     
• Localización: RDUNED. Revista de derecho UNED, ISSN-e 2255-3436, ISSN 1886-9912, Nº. 28, 2021, págs. 229-281
• Idioma: español
• DOI: 10.5944/rduned.28.2021.32860
• Títulos paralelos:
  • The párticipation of third párties in international arbitration
• Enlaces
  • Texto completo
• Dialnet Métricas: 1 Cita
• Resumen
  • español

    La transparencia en el arbitraje internacional, comercial y de inversiones, es un tema relevante y de actualidad. En el presente trabajo realizamos un análisis de la participación de terceros desde la perspectiva de la transparencia en el procedimiento arbitral. Para ello tendremos en cuenta la figura procesal del amicus curiae y la financiación por terceros. Respecto al tercero financiador en el arbitraje internacional, existe un conglomerado de cuestiones de vital importancia en la actualidad, entre los que podemos citar: la divulgación del acuerdo de financiación; los efectos de la financiación por terceros, los cuales serán objetos de análisis en el presente trabajo. 

  • English

    Transparency in international, commercial and investment arbitration is an issue of the greatest relevance and relevance. In this work we carry out an analysis of the participation of third parties, from the perspective of transparency in the arbitration procedure. For this we will take into account the procedural figure of the amicus curiae and the financing by third parties. Regarding the third party financier in international arbitration, there is a conglomerate of issues of vital importance today, among which we can mention: the disclosure of the financing agreement; the effects of financing by third parties, which will be analyzed in this work from a practical perspective through case analysis.

• Referencias bibliográficas
  • ADELINE, A., PERRIN, L., “Third-party funding of arbitration in France”, Squire Sanders International Arbitration News, 2013. Disponible en:...
  • AFFAKI, G., “A financing is a financing is a financing”, en CREMADES, B., DIMOLITSA, A. (eds.): Dossier X: Third-party Funding in International...
  • ANDRÉS ROS, O., SEVILA, E., “La financiación por terceros en el arbitraje internacional: regulación, ventajas e inconvenientes”, Andersen...
  • APPELBAUM, B., “Lawsuit Loans Add New Risk for the Injured”, The New York Times, 2011. Disponible en: www.nytimes. com/2011/01/17/business/17lawsuit.html?pagewanted=all&_r=0.
  • ATTRILL, W., “Ethical issues in litigation funding”, IMF (Australia), 2009.
  • BARKER, G.R., “Third Party Funding in Australia and Europe”, Law and Economics Center, 2011.
  • BASTIN, L., “Amici Curiae in Investor-State Arbitration: Eight Recent Trends”, Arbitration International, Vol. 30, No. 1, 2014.
  • BASTIN, L., “THE AMICUS CURIAE IN INVESTOR-STATE ARBITRATION”, Camb.J. Int’l & Comp.L, Vol. 1, 2012.
  • BAUER BRONSTRUP, F., “El amicus curiae en la jurisdicción constitucional española”, Revista Española de Derecho Constitucional, No. 108, 2016.
  • BENCH NIEUWVELD, L., SHANNON, V., “Third-Party Funding in International Arbitration”, Kluwer Law International, 2012.
  • BERT, I.H., “Litigation Finance: What Do Judges Need to Know?”, Colum. J.L. & Soc. Probs, Vol. 45, 2012.
  • BERTRAND, E., “The Brave New World of Arbitration: Third-Party Funding”, ASA Bulletin, Vol. 3, 2011.
  • BOGART, C.P.: “Third Party Funding in Action: Alemanni v Argentina”, 2015. Disponible en: http://www.burfordcapital.com.
  • BOOLIERIS, E., Third-Party Funding: the effect of the growing third-party funding industry in international arbitration on New Zealan, Victoria...
  • BORN, G.B, International commercial arbitration, Wolters Kluwer Law & Business, Primera Edición, The Netherlands, 2009.
  • BURKE ROBERTSON, C., “The Impact of Third-Party Financing on Transnational Litigation”, Case Western Reserve Journal of International Law,...
  • BRUNNEE, J., Toope, S.J., Legitimacy and Legality in International Law: An Interactional Account, Cambridge University Press, Cambridge, 2010.
  • CARON, D., CAPLAN, L.M., The UNCITRAL, Arbitration Rules: A Commentary, Segunda Edición, Oxford, 2013.
  • CASADO FILHO, N., “O Financiamento de Arbitragens por terceiros”, Direito Internacional em Análise, Vol. 4, 2015.
  • CHAN, E.: “Funding International Arbitration”, New Zealand Law Journal, 2014.
  • CHRISTINA, K., August, R., “Transparency versus Confidentiality in International Investment Arbitration – The Biwater Gauff Compromise”, Law...
  • CITING MULHERON, R., Cashman, P., “Third Party Funding— A Changing Landscape”, Civil Justice Quarterly, No. 3, 2008.
  • CREMADES, B., “Concluding remarks”, en CREMADES, B., DIMOLITSA A. (Eds.): Dossier X: Third-party Funding in International Arbitration, ICC...
  • CREMADES, B., “Third party funding in international arbitration”, B. Cremades y Asociados, 2011, Disponible en: https://www.cremades.com/pics/...
  • CREMADES, B., “Third Party Litigation Funding: Investing in Arbitration”, Transnational Dispute Management, Vol. 8, No.1, 2011.
  • DARWAZEH, N., LELEU, A., “Disclosure and Security for Costs or How to Address Imbalances Created by Third-Party Funding”, Journal of International...
  • DE BOULLE, T., Third-Party funding in international commercial arbitration, Ghent University, 2014.
  • DE BRABANDERE, E., “Human Rights Considerations in International Investment Arbitration”, en FITZMAURICE, M., MERKOURIS, P. (Eds), The Interpretation...
  • DE BRABANDERE, E., LEPELTAK, J., “Third Party Funding in International Investment Arbitration”, Grotius Centre for International Legal Studies,...
  • DE BRABANDERE, E., “NGOs and the ‘Public Interest’: The Legality and Rationale of Amicus Curiae Interventions in International Economic and...
  • DE MOT, J., Faure, M.G., Visscher. L., “TPF and Its Alternatives: An Economic Appraisal”, Research Conference on Third Party Funding of Litigation,...
  • DE MORPURGO, M., “A Comparative Legal and Economic Approach to Third-Party Litigation Funding”, Cardozo Journal of International and Comparative...
  • DESTEFANO, M., “Nonlawyers Influencing Lawyers: Too Many Cooks in the Kitchen or Stone Soup?”, Fordham L. Rev, Vol. 80, 2012.
  • DERAINS Y., “Foreword”, en Cremades B.M., Dimolitsa A (Eds.): Dossier X: Third-party Funding in International Arbitration, ICC Publishing...
  • DOS SANTOS, C., “Third-party funding in international comercial arbitration: a wolf in sheep’s clothing?”, ASA Bulletin, Vol. 35, No. 4, 2017.
  • EBERHARDT, P., OLIVET, C., “Profiting from injustice. How law firms, arbitrators and financiers are fuelling an investment arbitration boom”,...
  • FACH GÓMEZ, K., “Rethinking the role of amicus curiae in international investment arbitration: how to draw the line favorably for the public...
  • FEBLES POZO, N, “La transparencia y el interés público en el arbitraje de inversiones”, Vniversitas, Vol. 69, 2020, p. 4.
  • FERNÁNDEZ MASIÁ, E., “La financiación por terceros en el arbitraje internacional”, Cuadernos de Derecho Transnacional, Vol. 8, No. 2, 2016.
  • FLAKE, C.R., “Third Party funding in domestic arbitration: champerty or social utility?”, Dispute Resolution Journal, Vol. 70, No. 2, 2012.
  • FLÉCHET C., “Summary report of the first session held”, Revue de Droit des Affaires Internationales/International Business Law Journal, No. 2,...
  • GARBER, S., “Alternative Litigation Financing in the United States”, Occasional Paper, 2010. Disponible en: https://www.rand.org/content/dam/rand/pubs/occasional_papers/2010/RAND_OP306.pdf.
  • FRISCHKNECHT, A., SCHMIDT, V., “Privilege and Confidentiality in Third Party Funder Due Diligence: The Positions in the United States and...
  • GLICKMAN, D.R., “Embracing third-party litigation finance”, Florida State University Law Review, Vol. 43, 2016.
  • HONLET, J.C., Recent decisions on third-party funding in investment arbitration”, ICSID Review, 2015.
  • HARWOOD, M.K., Batifort, S.N., Trahanas, CH., “Third-Party Funding: security for costs and other key issues”, en LEGUM, B. (Ed.), The Investment...
  • HARWOOD, M.K., Batifort, S.N., Trahanas, CH., “Third-Party Funding: security for costs and other key issues”, en LEGUM, B. (Ed.), The Investment...
  • HODGES, CH., PEYSNER, J., NURSE A., “Litigation Funding: Status and Issues”, Oxford Legal Studies Research Paper, No. 55, 2012.
  • JAMES, D.F., ODYSSEUS, G.R., “Towards a New World for Investor-State Arbitration through Transparency”, N.Y.U. J.Int’l.L, Vol. 48, 2015.
  • JANSEN CALAMITA, N., “Dispute Settlement Transparency in Europe’s Evolving Investment Treaty Policy”, J.World Inv. & Trade, Vol. 15, 2014.
  • KANTOR, M., “Third-Party Funding in International Arbitration: An Essay About New Developments”, ICSID Rev., Vol. 24, No. 1, 2009.
  • KALDERMIS, D., GIBBS, P., “Third-party funding in international arbitration lessons from litigation?”, Kluwer Arbitration, 2014. Disponible...
  • KALICKI, J.E., “Third-Party Funding in Arbitration: Innovations and Limits in Self-Regulation”, Kluwer. Arb, 2012, Part 2 of 2. Disponible...
  • KALICKI, J., “Security for Costs in International Arbitration”, Transnational Dispute Management, No. 5, 2006. Disponible en: www. transnational-dispute-management.com/article.asp?key=827.
  • KIDD, J., “To Fund or Not to Fund: The Need for Second-Best Solutions to the Litigation Finance Dilemma”, Journal Law, Economics & Policy,...
  • KIRTLEY, W., WIETRZYKOWSKI, K., “Should an Arbitral Tribunal Order Security for Costs When an Impecunious Claimant Is Relying upon Third-Party...
  • KHOURI, S., HURFORD, K., “Third party funding for international arbitration claims: practical tips”, Practical Law Company Arbitration, 2014.
  • KHOURI, S., HURFORD, K., BOWMAN, C., “Third party funding in inter- national commercial and treaty arbitration A panacea or a plague? A discussion...
  • LAMB, S., HARRISON, D., HEW, J., “Recent developments in the law and practice of amicus briefs in investorstate arbitration”, Indian Journal...
  • LAMM, C., HELLBECK, E.R., “Third-party funding in investor-state arbi- tration”, en CREMADES, B.M., DIMOLITSA, A. (eds.), Dossier X: Thirdparty...
  • LEGG M., “Litigation Funding in Australia: Identifying and Addressing Conflicts of Interest for Lawyers”, Chamber Institute for Legal Reform,...
  • LEVY, L., Bonnan, R., “Third-party funding: Disclosure, joinder and impact on arbitral proceedings”, en CREMADES, B.M., DIMOLITSA, A. (eds.):...
  • LEVINE, E., “Amicus Curiae in International Investment Arbitration: The Implications of an Increase in Third-Party Participation”, Berkeley...
  • LEW, J.D.M, MISTELIS, L.A., KRÖLL, S., Comparative International Commercial Arbitration, Kluwer Law International, 2003.
  • LOWE R., “Investment arbitration claims could be traded like derivatives”, IBA Global Insigh, 2013. Disponible en: http://www.ibanet. org/Article/Detail.aspx?ArticleUid=02decc8d-bf67-4b86-a023-f2ef2aa4843b.
  • LYON, J., “Revolution in Progress: Third-Party Funding of American Litigation”, UCLA Law Review, Vol. 58, 2010
  • MANN, H., “Reconceptualizing international investment law: Its role in sustainable development”, Lewis & Clark Law Review, Vol. 17, No....
  • MANIRUZZAMAN, M., “Third-party funding in international arbitration – A menace or panacea?”, Kluwer Arbitration, No. 29, 2012. Disponible...
  • MARSHALL, F., MANN, H., “Good Governance and the Rule of Law: Express Rules for investor-state Arbitrations Required”, International Institute...
  • MCLAUGHLIN, J.H., “Litigation Funding: Charting a Legal and Ethical Course”, Vermont Law Review, Vol. 31, 2007.
  • MERIAM, N., ALRASHID, J. W., LAIRD, J., “Impact of Third Party Funding on Privilege in Litigation and International Arbitration”, Dispute...
  • MILES, C., ZAGATA VASANI, S., “Case Notes on Third-Party Funding”, Global Arbitration Review, Vol. 3, No. 1, 2008.
  • MOLOT, J.T.: “Litigation Finance: A Market Solution to a Procedural Problem”, Georgetown Law Journal, Vol. 99, 2010.
  • NAVARRO, S., “Cuestiones relativas al third party funding en arbitraje”, Arbitraje. Revista de arbitraje comercial y de inversiones, Vol.VII,...
  • ORTINO, F., “External Transparency of Investment Awards”, Inaugural Conference of the Society for International Economic Law (SIEL): New Horizons...
  • PARK, W.W., ROGERS, C.R., “Third-Party Funding in International Arbitration: The ICCA Queen-Mary Task Force”, 2014. Disponible en: http://ssrn.com/abstract=2507461.
  • PASCUAL VIVES F.J., “La institución del amicus curiae y el arbitraje de inversiones”, Anuario español de derecho internacional privado, Vol....
  • PETERSMANN, E.U., “Justice as Conflict Resolution: Proliferation, Fragmentation, and Decentralization of Dispute Settlement in International...
  • PETERSON, L., “Amicus Curiae Interventions: The Tail That Wags the Transparency Dog”, Kluwer Arb. Blog, 2010. Disponible en: http:// kluwerarbitrationblog.com/2010/04/27/amicus-curiae-interventions-the-tail-that-wags-thetransparency-dog/.
  • PETROCHILOS, G., “Interim Measures under the Revised UNCITRAL Arbitration Rules”, ASA Bulletin, Vol. 28, No. 4, 2010.
  • POLANCO LAZO, R., “El capítulo de inversiones en el acuerdo de asociación transpacífico. ¿Una posibilidad de cambio y convergencia?”, 2016....
  • RANDAZZO, S., “Third Party Funding of Lawsuits Gains Ground But Raises Eyebrows”, Daily J., 2010.
  • RICHMOND, D.R., “Other People’s Money: The Ethics of Litigation Funding,” Mercer Law Review, Vol. 56, No. 2, 2005.
  • RODAK, M., “It’s about Time: A System Thinking Analysis of the Litigation Finance Industry and Its Effect on Settlement”, University of Pennsylvania...
  • ROGERS, C.A., Ethics in International Arbitration, Oxford University Press, 2014, p. 201; SMITH M., “Mechanics of Third-Party Funding Agreements:...
  • ROGERS, C.A. “Gamblers, Loan Sharks & Third-Party Funders”, Penn State Law Research Paper, No. 51, 2013. Disponible en: https://ssrn.com/abstract=2345962.
  • ROGERS, C.A. “The Vocation of International Arbitrators”¸ American University International Law Review, Vol. 20, No. 5, 2005
  • ROSS, A., “The Dynamics of Third-Party Funding”, Global Arbitration Review, Vol. 7, No. 1, 2012.
  • RUBINS, N., “In God We Trust, All Others Pay Cash: Security for Costs in International Commercial Arbitration”, American Review International...
  • RUSCALLA, G., “Transparency in International Arbitration: Any (Concrete) Need to Codify the Standard?” GroJIL, Vol. 3, No. 1, 2015.
  • SANDROCK, O., “The Cautio Judicatum Solvi in Arbitration Proceedings or The Duty of an Alien Claimant to Provide Security for the Costs of...
  • SANTOSUOSSO, T., SCARLETT, R., “Third-Party Funding in Investment Arbitration: Misappropriation of Access to Justice Rhetoric by Global Speculative...
  • SARAVANAN, A., SUBRAMANIAN, S.R., “The Participation of Amicus Curiae in Investment Treaty Arbitration”, Journal of Civil & Legal Sciences,...
  • SEBOK, A.J., “Betting on Tort Suits after the Event: From Champerty to Insurance”, DePaul Law Review, Vol. 60, No. 453, 2012.
  • SEBOK A.J, BRADLEY WENDEL W., “Characterizing the Parties’ Relationship in Litigation Investment: Contract and Tort Good Faith Norms”, Vanderbilt...
  • SCHERER, M., GOLDSMITH, A., FLÉCHET, C., “Le financement par les tiers des procedures d’arbitrage international —une vue d’Europe Seconde...
  • SCHILL, S.W., “Crafting the International Economic Order: The Public Function of Investment Treaty Arbitration and Its Significance for the...
  • SCHERER, M., “Third-party funding in international arbitration: Towards mandatory disclosure of funding agreements?”, en CREMADES, B., DIMOLITSA,...
  • SCHERER, M., “Third-Party Funding in Arbitration: Out in the Open?”, Commercial Dispute Resolution, 2012.
  • SCHERER M., GOLDSMITH A., “Third Party Funding in International Arbitration in Europe: Part 1-Funders Perspectives”, Revue de Droit des Affaires...
  • SEIDEL, S., “Fulbrook Primer on Third Party Dispute Finance”, Fulbrook Capital Management, LL.C, 2016.
  • SEIDEL, S., “Third-party investing in international arbitration claims To invest or not to invest? A daunting question”, en CREMADES B.M.,...
  • SEVILA, E., ANDRÉS O., “La financiación por terceros en el arbitraje internacional: regulación, ventajas e inconvenientes”, Actualidad Jurídica...
  • SHANNON, V., “Recent developments in Third-Party Funding”, Journal of International Arbitration, 2013.
  • SHEPHERD, J.M., “Ideal versus reality in third-party litigation financing”, Journal Law, Economics & Policy, Vol. 8, No. 3 2012.
  • SHIKAWA T., “Third Party Participation in Investment Treaty Arbitration”, International and Comparative Law Quarterly, Vol. 59, No 2, 2010.
  • STEINITZ, M., “Whose claim is it anyway? Third-party Litigation Funding”, Transnational Dispute Management, Vol. 8, No. 4, 2011.
  • SOMMER, CH, G., “Los alcances del amicus curiae en el arbitraje internacional de inversiones”, Revista de la Facultad Universidad Nacional...
  • STEINITZ, M., “The Litigation Finance Contract”, William & Mary Law Review, Vol. 54, 2012.
  • STEINITZ, M., “Whose Claim Is It Anyway? Third-Party Litigation Funding”, Minnesota Law Review, Vol. 95, 2011.
  • SUBRAMANIAN, S.R., “The Participation of Amicus Curiae in Investment Treaty Arbitration”, Journal of Civil & Legal Sciences, Vol. 5, No....
  • TREVINO, C., “One of Three ICSID Argentine Bond Arbitrations Collapses Due to Lack of Funding”, Investment Arbitration Reporter, 2015.
  • TRUSZ, J.A., “Full Disclosure? Conflicts of Interest Arising from ThirdParty Funding in International Commercial Arbitration”, Georgetown...
  • VAN BOOM W.H., “Third-Party Financing in International Investment Arbitration”, OECD, 2011.
  • VAN BOOM W.H., “Financing civil litigation by the European insurance industry”, en TUIL, M., VISSCHER, L. (Ed.): New trends in financing civil...
  • VAN HARTEN, G., Investment Treaty Arbitration and Public Law, Oxford University Press, Oxford, 2007.
  • VAN HARTEN, G., LOUGHLIN, M.: “Investment Treaty Arbitration as a Species of Global Administrative Law”, Eur.J.Int’l. L., Vol. 17, No. 1,...
  • VELJANOVSKI, C., “Third-Party Litigation Funding in Europe”, Journal Law, Economics & Policy, Vol. 8, No. 3, 2012.
  • VON GOELER, J., Third-Party Funding in International Arbitration and Its Impact on Procedure, Kluwer Law International, The Netherlands, Vol....
  • VOSER, N., “New Rules on Domestic Arbitration in Switzerland: Overview of Most Important Changes to the Concordat and Comparison with Chapter...
  • WAINCYMER, J., Procedure and Evidence in International Arbitration, Kluwer Law International, The Netherlands, 2012.
  • WIRTH, M., “Interim or Preventive Measures in Support of International Arbitraion in Switzerland”, ASA Bulletin, Vol. 18, No. 1, 2000.
  • YU, H.L., “Can third party funding deliver justice in international commercial arbitration?”, International Arbitration Law Review, Vol. 20,...
  • NG, J.F., “The Role of the Doctrines of Champerty and Maintenance in Arbitration”, Arbitration, Vol. 76, 2010